Not every Compliance Specialist resume includes a professional summary, but that's generally because this section is overlooked by resume writers. You may find that experience in other jobs will help … Consistently exceeded annual audit goals by successfully completing more than twenty percent of the Sales Force (both random and "for cause") audits. Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Developed and produced reports to track completion of compliance training and collaborated with managers and human resource administration employees. 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … Created custom pricing tickets using Bar Tender software. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other … Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. Identifies prospects by reading telephone and zip code directories and other prepared listings. 3yrs data entry clerk experience. Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. If you have the space to include it, … Assisted the audit department with obtaining file information for state and internal branch audits. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. Cooperated with the company's Safety & Industrial Hygiene Department to manage and maintain the safety records for over 100 employees. Well versed in greeting visitors, scheduling appointments, and handling administrative and clerical duties. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. Objective : Dependable, accurate professional with extensive experience in administrative support. Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. Investigated all complaints that came into the company through the U.S. Department of Education contract to determine validity and suggest any action needed following the investigation. Verify and manipulate data in various software applications pertaining to the maintenance and analysis of CRA, HMDA and Fair Lending data. Trained all packaging employees on revised procedures, new processes and the use and safety of new equipment. You can use this as base to create a resume for your job application. Skills : Certified Compliance And Ethics Professional, American Bankers Association Regulatory Compliance School - 2015 Graduate, Risk Management Association - Associate Member. Contributes to team effort by accomplishing related results as needed. Facilitated annual compliance meetings to home office staff and registered representatives in the field in order to keep everyone current with new company and regulatory policies and rules. Monitored projects and regulatory agencies reporting requirements. Maintained text based rule summaries with updated information as it became available. Associates Degree in IT Computer Science. Created and maintained compliance data sheets for numerous customers. Train with other examiners in the financial examination process. Skills : Seventeen years of experience in the financial industry that includes Operations, Management, and Risk Management. Skills : Green Belt Six Sigma, A+ Certification, Network+ Certification. Summary : Compliance and risk management professional with experience in financial services. Compliance Officer resume: Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other issues as they arise, and organizing and participating in committees or projects responsible for the quality and timelines of plan compliance services. Build the best Compliance Specialist Resume and get hired! Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Consulted with business groups on strategic compliance initiatives and worked with the Chief Compliance Officer to provided corporate compliance perspectives and developed a strategy to reduce potential compliance exposures. Also brings energy, enthusiasm and creative solutions to complex problems. Processing and documentation of International shipments. Reviewed and researched daily AML (Anti-money laundering) reports. Reading EDI Raw data files, worked with a variety of divisions to assure orders were expedited promptly meeting compliance SLA's. Created daily compliance tracking system and department audits resulting in company savings of $450,000 annually. Coordinated quality assurance operations to ensure effective manufacturing quality and inspection procedures were executed. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Skilled in managing multiple projects with exceptional communication and organizational skills. Worked with Graphic Design Services in Aberdeen in the creation of all our marketing flyers from conceptualization to distribution. Examined unnecessary chargebacks with functional areas (Transport, Sales, Operations etc ), creating and implementing plans of corrective action to prevent future occurrences, aligning self with the overall health of the company's finances. Compliance Specialist Some of my duties included; summarizing all state, federal and licensing regulations to be audited; the developing of and establishing of the criteria for new auditing … Do you need the best Compliance Specialist resume? Managed the equipment calibrations for over 250 units, including maintaining a monthly schedule of calibrations, organizing the department's equipment records, and producing documents upon the auditor's request. Implemented process updates to close gaps in processes. Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. Crafting a Regulatory Compliance Specialist resume that catches … Certificate Of Completion In American Bankers Association, MBA In Finaance, HR & Supply Chain Management. Managed and maintained content in Learning Resource Center, Oracle Learning Management and MyPortal for increased awareness and utilization of SoHO offerings. Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. This is a real resume for a Corporate Compliance Specialist in Livonia, Michigan with experience working for such companies as Encore Rehabilitation. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Performed UDAAP risk assessment. Led in the creation of audits and reviewed processes to include notification and resolution. Monitors business activities for compliance with applicable rules and regulations. Overseer of production, file preparation, document categorization, files quality control, and digital scanning. Maintained CPE rules and regulations listing and coded any changes in the rules to the system in XML. Compliance Specialist Resume. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. Retrieved, reviewed, and analyzed TRACE, OATS, and MSRB reports daily. Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Skills : Dedicated and proactive individual with effective front desk and customer service experience. A winning Compliance Officer’s resume should highlight strong ethics and a willingness to encourage and promote corporate integrity. Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Skills : Microsoft Office Suite, FINRA Web CRD, Lexis Nexis/Bridger Insight, Nexus/Nexcom, Basecamp Project Management Software, SuranceBay Insurance Appointments Processing/Tracking Software, National Financial Services, E-File Cabinet, NIPR. Processed Client Information Profile (CIP) verifications using Lexis-Nexus/Bridger Insight program. 846 Loving Acres Road. Assigned and graded weekly tests to support ensuring 80% accuracy was maintained. Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. The best examples from thousands of real-world resumes, Handpicked by resume experts based on rigorous standards, Tailored for various backgrounds and experience levels. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. Here is a free Compliance Specialist Resume resume sample. Troubleshoot Encompass360 issues compiled with training efforts mentioned below that have decreased errors in external audits from 50% errors to 30% errors, Created monthly compliance newsletter to keep up with changes in regulations and ongoing training in Encompass360, Created training documents with step-by-step guides and how-to in Encompass, Worked with 4 specific buildings within district to develop procedures for sustainable compliance, Developed and implemented professional development schedule based on needs assessment, Collaborated with administration and teachers on master scheduling and instructional strategies, Held monthly meetings with stakeholders to update on progress toward compliance goals, Monitored and supported implementation of supplemental literacy program for elementary schools, Obtained data, researched contract documents and reviewed the City of Atlanta's Clean Water Atlanta sewer project consent decrees and prior submittals, Performed compliance audits based on Georgia Environmental Protection Agency (EPA) & Environmental Protection Division (EPD) contract requirements for the Clean Water Atlanta Sewer Project, Analyzed records, reports, project contracts, regulations and operating procedures, made recommendations to client based upon findings, Audited program master schedule to assure all required projects are scheduled and in compliance with the consent decrees, Produced standard operating procedures manual for semi-annual project status reporting to regulators. 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